Search Result

561 - 580 of 1122 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

PERG 13.2 General

As Published: 2011

PERG 13.2 General

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)