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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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