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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.13 Settlement risk

As Published: 2014

IFPRU 4.13 Settlement risk

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

REC 1.1 Application

As Published: 2005

REC 1.1 Application