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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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