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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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MAR 8.3 Requirements for benchmark administrators

As Published: 2013

MAR 8.3 Requirements for benchmark administrators

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

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