Search Result

81 - 100 of 1089 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers