Search Result

821 - 840 of 1336 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COND 1.1A Application

As Published: 2013

COND 1.1A Application

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

COBS 20.3 Principles and Practices of Financial Management

As Published: 2008

COBS 20.3 Principles and Practices of Financial Management

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction