Search Result

741 - 760 of 1093 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

LR 14.1 Application

As Published: 2005

LR 14.1 Application

LR 8.1 Application

As Published: 2005

LR 8.1 Application

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose