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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction