Search Result

41 - 60 of 1091 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting