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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

PR App 1.1

As Published: 2005

PR App 1.1

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus