Search Result

561 - 580 of 1224 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 1.1A Application

As Published: 2013

APER 1.1A Application

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose