Search Result

561 - 580 of 1351 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements