Search Result

501 - 520 of 1183 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

LR App 2.1

As Published: 2005

LR App 2.1

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

CONC 7.13 Data accuracy and outsourced activities

As Published: 2014

CONC 7.13 Data accuracy and outsourced activities