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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

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COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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