Search Result

461 - 480 of 880 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

PR App 1.1

As Published: 2005

PR App 1.1

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2014

CONC 4.6 Pre-contract disclosure: continuous payment authorities

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker