Search Result

461 - 480 of 574 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application