Search Result

421 - 440 of 1186 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

APER 1.1A Application

As Published: 2013

APER 1.1A Application

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker