Search Result

361 - 380 of 1342 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2013

SUP 10A.11 Minimising overlap with the PRA approved persons regime

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PR App 3.1

As Published: 2005

PR App 3.1

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund