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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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Similar To

LR 20.4 Continuing obligations

COLL 6.7 Payments

LR 9.5 Transactions

DISP 3.5 Resolution of complaints by the Ombudsman

MCOB 4.7A Advised sales

MAR 8.3 Requirements for benchmark administrators

REC 6.2 Applications

SUP 15.2 Purpose

COLL Appendix 1EU KII Regulation

COLL 5.2 General investment powers and limits for UCITS schemes

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

PR App 3.1

BIPRU 7.10 Use of a Value at Risk Model

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 4.2 Pre-sale notifications

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 2.7 Activities: a broad outline

SYSC 19C.3 Remuneration principles