Search Result

221 - 240 of 1297 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

REC 1.1 Application

As Published: 2005

REC 1.1 Application