Search Result

221 - 240 of 910 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values