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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services