Search Result

61 - 80 of 182 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

LR 16.1 Application

As Published: 2005

LR 16.1 Application

LR 15.1 Application

As Published: 2005

LR 15.1 Application

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

LR 8.1 Application

As Published: 2005

LR 8.1 Application

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars