Search Result

641 - 660 of 1264 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution