Search Result

621 - 640 of 989 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

LR 17.1 Application

As Published: 2005

LR 17.1 Application

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases