Search Result

441 - 460 of 888 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

…

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

…

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

…

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

…

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

…

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

…

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

…

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

…

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

…

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

…

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

…

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

…

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

…