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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

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CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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