Search Result

341 - 360 of 1163 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

PERG 15.2 General

As Published: 2011

PERG 15.2 General

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)