Search Result

241 - 260 of 1256 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 15.2 General

As Published: 2011

PERG 15.2 General

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements