Search Result

241 - 260 of 1163 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements