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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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