Search Result

141 - 160 of 1316 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model