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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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