Search Result

121 - 140 of 926 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 13.2 General

As Published: 2011

PERG 13.2 General

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements