Search Result

101 - 120 of 794 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

COBS 13.2 Product information: production standards, form and contents

As Published: 2007

COBS 13.2 Product information: production standards, form and contents

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COBS 6.1G Re-registration of title to retail investment products

As Published: 2011

COBS 6.1G Re-registration of title to retail investment products

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors