Search Result

1161 - 1180 of 1394 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

IFPRU 1.4 EU CRR permissions

As Published: 2014

IFPRU 1.4 EU CRR permissions

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider