Search Result

1021 - 1040 of 1100 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?