Search Result

861 - 880 of 1003 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars