Search Result

781 - 800 of 1035 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose