Search Result

661 - 680 of 1160 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market