Search Result

661 - 680 of 1364 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

CONC 6.8 Post contract business practices credit brokers

As Published: 2014

CONC 6.8 Post contract business practices credit brokers

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

CONC 8.5 Financial statements and debt repayment offers

As Published: 2014

CONC 8.5 Financial statements and debt repayment offers

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PERG 15.2 General

As Published: 2011

PERG 15.2 General

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally