Search Result

641 - 660 of 1349 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2014

PERG 4.7 Entering into a regulated mortgage contract

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars