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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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