Search Result

561 - 580 of 1371 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

CONC 4.3 Adequate explanations: P2P agreements

As Published: 2014

CONC 4.3 Adequate explanations: P2P agreements

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars