Search Result

541 - 560 of 1163 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2006

SYSC 13.4 Requirements to notify the appropriate regulator

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies