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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

COND 1.3 General

As Published: 2013

COND 1.3 General

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties