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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements