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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 16.1 Introduction

As Published: 2013

PERG 16.1 Introduction

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures