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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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